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Business Information

Company Name:

SUN LIFE FINANCIAL INVESTMENTS (BERMUDA) LTD.

Registered Address:

Canon's Court
22 Victoria Street
Hamilton HM 12
Bermuda

Mailing Address:

Washington House, Unit 300, 3rd Floor
16 Church Street
Hamilton HM NX
Bermuda

Date Granted:

2/4/2003

Revocation Date:

Suspension Date:

Surrender Date:

Limitations Date:

Conditions:

1. The Company's investment business is restricted to dealing in investments, either as principal or agent, arranging deals in investments, giving or offering investment advice and managing investments.
2. The Company must not hold client assets or safeguard or administer investments.

Varied Date:

2/27/2017

Varied Conditions:

i) The Company is prohibited from accepting or soliciting any new investment business; ii) The Company is prohibited from making or permitting any redemptions or withdrawals from any existing policy or account unless such policy or account has been verified as compliant by an approved third party;
iii) The Company is prohibited from accepting or permitting any payments into any existing policy or account; and iv) The Company is required to demonstrate to the Authority on a regular basis that it is making significant progress to remediate existing files to the standards provided for by the statutes and regulations, to do so in conjunction with a suitably qualified third party provider, and to complete the remediation plan within a period of 24 months.